Maintain them with ease
Thanks to over 50 designations entered into our system, you can make sure all of yours are on your dashboard & track the progress for each of them.
Track everything you need
Keeps you up to date with the latest regulations and requirements.
Know where you are at one glance
Keeps you motivated to take courses to increase your expertise
Timely reminders
Avoid last-minute anxiety thanks to our timely reminders and notifications.
Know what actions you need to take
Track all your certificates and identify which ones are outstanding.
Know Where You Stand
Track how many CE credits you need to maintain your Licenses and Designations.
Avoid Business Disruptions
Avoid the last-minute scramble to get CE credits at the end of each of your cycles.
Minimize Your Documents
Have an up to date record of your CE credits for your License and Designations, all in one place.
Report With Confidence
Report to regulators and sign attestations with confidence.
All-in-one early warning and tracking CE Credit platform built with Advisors in mind!
Have confidence knowing you will be well prepared for any future CE audit, and save time for yourself and your assistant by putting CE Records into your business process. For more details, check our FAQ page.
We are passionate about solving CE compliance anxiety and creating business comfort for advisors.
This is why we created CE Records.
“For years I scrambled. CE Records application was a breath of fresh air. It allowed me to record the courses as soon as I took them, upload my certificates, and at year-end everything was there at my fingertips. It also alerted me to whether or not I was deficient on any requirements, early in the year, so I could proactively plan to make sure I completed my requirements."
“CE Records makes it easy for me to record, track and comply with my CE requirements. It was incredibly simple to use and has an intuitive User Interface that makes CE tracking painless. In a single location I can see which CE credits I’m missing so I can focus my time on attending the right type of CE accredited presentations. This app takes a tiresome task and makes it easy and concise. I wish I had something like this for other areas of my business."
“I wish I had this tool when I was a practicing Associate Portfolio Manager. I had to track separate credits for my CFA designation, my insurance license, as well as for my securities license requirements. What a way to save time, frustration and expense."
“As a compliance officer, I’m delighted that a platform like CE Records is dedicated to reducing the administrative burden on investment professionals - This type of development fills a need in the industry. Compliance officers at dealers and insurance distribution firms should all take a close look at this tracking app to help their advisors manage their continuing education obligations for licenses and designations."
“I signed up for CE Records earlier this year to help keep track of my training and I highly recommend other advisors do the same. It’s easy to use and I have now assigned the task to my assistant to add my credits to my profile. The best part, when I was audited for compliance I just downloaded the report and provided it to my compliance officer. It was very simple. As this product grows I can see how this could be the standard for helping track CE credits."
Financial Advisor
Advisor and Owner, Portum Financial Services Inc.
Compliance Director, Fiera Capital Corporation
Advisor